Content posted in September 2003
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The Three Biggest Mistakes of e-Mail Compliance-And How to Avoid Them
Many firms quickly discover, in terms of transactions processed per day, storage utilization, and indexing and searching demands, their e-mail archiving solution represents one of their largest, most processing intensive applications.
Compliance Session: E-mail Retention Still Confounds Financial Industry
Rules that require firms to retain their e-mails and store them in an easily accessible place are still ambiguous, experts say.
Former JPMorgan Chase CIO and FedEx CIO Square Off at InformationWeek Fall Conference
Former JPMorgan Chase CIO Denis O'Leary and FedEx CIO Robert Carter squared off at the InformationWeek Fall Conference.
ELECTRONIC-TRADING NEWSFLASHES
Morgan Stanley reduces processing time via Intel, IBM; ABM AMRO chooses AFS Investor trading engine; CME to provide Globex trading.
MARKET-DATA NEWSFLASHES
TD Waterhouse to roll out Proquote market data and trading systems in UK; Interface Software upgrades investment banking CRM system; Credit risk company partners with S&P on numbering system.
RISK-MANAGEMENT NEWSFLASHES
FNX launches real-time Treasury Blotter; Iris gets funding from APAX Partners; Research companies launch study to reduce processing times for analystics.
INVESTMENT-TECHNOLOGY NEWSFLASHES
Barra increases securities and benchmarks for fixed-income system; LatentZero connets trading, compliance systems with NYFIX.
OPERATIONS NEWSFLASHES
Nationwide appoints Northern Trust as custodian; SunGard Institutional Brokerage becomes full member of Swift; Getronics and Infonet to offer planning, installation services for Swiftnet.
L'affaire de Grasso -- It was About Money, Not Compensation
An editorial by Wall Street & Technology Columnist Larry Tabb.
Making the Grade: Prioritizing STP Projects
Executives from the financial-services industry recently discussed
STP-budgeting tactics at Wall Street & Technology's Straight-Through-Processing
Conference in New York City.
Software Helps Banks Comply With Patriot Act
Anti-money-laundering technology aims to keep companies in step with new law.
ELECTRONIC-TRADING NEWSFLASHES
CBOE, PHLX to jointly develop backup trading; Eurex files to create electronic U.S. futures exchange; FXall signs seven banks.
MARKET-DATA NEWSFLASHES
Connecticut broker replaces Reuters platforms; London firm revamps market-data systems; Dutch bank ousts Bloomberg and Reuters in favor of MarketXSPro.
RISK-MANAGEMENT NEWSFLASHES
FIX and FpML to share protocol information; Application Networks enhances Jrisk.
INVESTMENT-TECHNOLOGY NEWSFLASHES
Hedge-fund adviser selects Beauchamp platform; Two investment managers go live with Advent for compliance management.
OPERATIONS NEWSFLASHES
Accurate secures SWIFTReady certification; Xcitek signs agreement with Connecticut hedge fund; Schwab joins SunGard Transaction Network.
Mutual Funds Making Headway Against Market Timing
Fair-value pricing helps investment managers battle market-timers.
Financial Markets Pay Tribute to Sept.11 Victims
The U.S. financial markets observe the second anniversary of Sept. 11.
The Regulators and the Regulated: New Rules Benefit Both Sides
As regulators try to keep up with technology, broker-dealers are scrambling to remain compliant with the shifting regulatory environment.
ELECTRONIC TRADING NEWSFLASHES
Eurex reduces fees; South Financial Group signs with SunGard's InTrader; TradeWeb launches callable agencies bond product.
MARKET DATA NEWSFLASHES
Barclays and Barclays partner with Mark-IT; Dresdner adds pricing to ProQuote.
RISK MANAGEMENT NEWSFLASHES
Lotsoff Capital chooses Panorama; Brown Brothers hires head of European strategy; Summit releases new version of Summit FT; LJH joins with Capco to focus on hedge-fund consulting
INVESTMENT TECHNOLOGY NEWSFLASHES
London investment firm selects FMC; Optas to license PAM; DST developing bond attribution product.
OPERATIONS NEWSFLASHES
BoNY Hires Manager of alternative investments; Eritrea joins Swift; Northern Trust gains Canadian client.
Swedish Bank Signs On as Liquidity Provider to Forexster
SEB Merchant Banking will post streaming, executable prices via Forexster when the FX dealing system is launched.
NYBOT, NYMEX Share Trading Floor Space, Update Tech
NY Board of Trade and the Mercantile Exchange get a technology upgrade in shared quarters.
ELECTRONIC TRADING NEWSFLASHES
Brut kicks off its new pricing structure; Trading Technologies will offer FIX connectivity to derivatives exchanges.
MARKET DATA NEWSFLASHES
Citigroup enters contract with Moneyline Telerate; ComStock aligns with EasyScreen; Mobile Solutions Vendor Launches MidCast PRO.
RISK MANAGEMENT NEWSFLASHES
Hansabank rolls out Reuters' credit-risk management tool; PRMIA takes a position on risk standards and best practices; Lloyds TSB chooses SAS Risk Management for Banking software.
INVESTMENT TECHNOLOGY NEWSFLASHES
Dresdner releases credit risk, portfolio analysis tool; Schwab launches retirement analysis software.
OPERATIONS NEWSFLASHES
CheckFree hires MFS' Martin Pearce; Connecticut Clearing House joins The National Check Exchange; Ashmore Investment Management selects Northern Trust for custody.
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Exclusive: Inside the GETCO Execution Services Trading Floor
Advanced Trading takes you on an exclusive tour of the New York trading floor of GETCO Execution Services, the solutions arm of GETCO.
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