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Susquehanna Renews with SunGard for Compliance

Institutional broker dealer Susquehanna Financial Group extended its relationship with SunGard's Protegent as the firm’s platform for trading compliance of its institutional equities trading business.

Institutional broker-dealer Susquehanna Financial Group, LLLP has extended its relationship with SunGard’s Protogent Trading Compliance as the firm’s platform for trading compliance of its institutional equities trading business.

SunGard’s Protegent Trading Compliance helps SFG automate its trading compliance lifecycle, which allows the firm to focus more resources on achieving their business goals, according to the technology provider.

SFG will continue to use Protegent Trading Compliance for the automation of surveillance, internal investigations, documentation, and reporting, helping the firm to monitor and reduce risk and opportunity cost, improve workflow, and streamline its operations.

 "To help Susquehanna Financial Group maintain its high standards with regard to regulatory compliance, SunGard’s Protegent Trading Compliance will continue to help the firm achieve a competitive advantage by automating the compliance lifecycle and helping to minimize regulatory risk,” stated-Steve Sabin, chief operating officer, SunGard’s Protegent Compliance.

Ivy is Editor-at-Large for Advanced Trading and Wall Street & Technology. Ivy is responsible for writing in-depth feature articles, daily blogs and news articles with a focus on automated trading in the capital markets. As an industry expert, Ivy has reported on a myriad ... View Full Bio

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