Wall Street & Technology is part of the Informa Tech Division of Informa PLC

This site is operated by a business or businesses owned by Informa PLC and all copyright resides with them. Informa PLC's registered office is 5 Howick Place, London SW1P 1WG. Registered in England and Wales. Number 8860726.

News & Commentary
Content tagged with Compliance posted in May 2006
SEC Enforces USA PATRIOT Act for First Time, and more
News  |  5/25/2006  | 
SEC Sanctions Firm Under USA PATRIOT Act, NASD Goes Digital With Compliance Podcasts, Abound Resources to Offer RiskWatch to Community Institutions, AudioTel Goes With Bharosa to Supply Strong Authentication
Compliance Newsflashes: Cisco Invests in Guardium, and more
News  |  5/18/2006  | 
Guardium Secures Funding From Cisco, PFPC Develops Web Solution for 22c-2, ICICI Bank of India Using Fingerprint Technology
Money, Power And Principle
News  |  5/15/2006  | 
A lawsuit against Morgan Stanley provides a rare look into high-stakes IT deals and begs the question: Are you crossing the line?
Derivative Confirms for Buy Side
News  |  5/15/2006  | 
Interwoven (Sunnyvale, Calif.) launched Scrittura BuySide, a new solution for buy-side firms that automates the incoming confirmations process for over-the-counter derivatives.
An Industry in Denial
News  |  5/15/2006  | 
Industry participants believe the costs of Reg NMS will be someone else's problem, but investors surely will pay.
Time Is Of the Essence
News  |  5/15/2006  | 
In a disaster recovery situation, a business can be irreparably damaged if operations cease for just a few hours.
Compliance Newsflashes: SEC Accepts Morgan Stanley’s Email Settlement, and more
News  |  5/11/2006  | 
Entrust and VASCO Pair Multi-factor Authentication Solutions, Access Data Launches Shareholder Transaction Data Exchange Network, RSA Using JasperDecisions for ClearTrust Customers, Friesland Bank Chooses NetEconomy for AML
Compliance Newsflashes: CitiBank to Use VASCO Tokens for Business Clients, and more
News  |  5/4/2006  | 
Citibank Chooses VASCO for FFIEC Compliance, FundsXpress Using SecureWorks to prevent Phishing, Symantec Founds Antifraud Effort


Register for Wall Street & Technology Newsletters
Video
Exclusive: Inside the GETCO Execution Services Trading Floor
Exclusive: Inside the GETCO Execution Services Trading Floor
Advanced Trading takes you on an exclusive tour of the New York trading floor of GETCO Execution Services, the solutions arm of GETCO.