Basel II accord and its implementation [ Source: Headstrong ]
February 2009- The white paper describes Basel II accord on bank regulation and its implementation throughout the world. The paper explains measurement and regulation of operational, credit and market risk. It analyzes various models that banks should leverage to quantify risk. The paper also explains the mathematical concept of Value at Risk (VaR) and its relevance to Basel II accord.

Lower Network Infrastructure Cost with Traceability [ Source: ShowTrail ]
April 2008- Since many years, in most of all industries, traceability is essential, and very often is mandated by the State. Besides, since Sarbanes&Oxley act, traceability is mandatory for the information systems bound to financial transactions of a company quoted on stock market. In most of our systems, traceability is done with logs which provide the history of all transactions. But for networking, it seems that traceability is unknown. Firstly, what is traceability for networks? Do ...

Watch List Filtering Solution Considerations [ Source: Bank of America ]
November 2008- Watch list filtering solutions' primary requirement is to routinely scan current and prospective clients against a database (watch list) consisting of names, aka and address entries. This paper describes standard points which need to be considered to implement a watch list filtering solution and a high-level process flow. It does not matter whether a custom solution is built or a standard product is chosen.

BLUE FROG SOLUTIONS Annuity Replacement Evaluator [ Source: Blue Frog Solutions ]
October 2007- Newly approved FINRA Rule 2821 requires Financial Advisors to perform an extensive analysis of fees and benefits when recommending replacement of existing in-force (“like for like”) annuity contract. The new rule will require the FA to obtain a copy of the existing contract and compare its features against those of the new product being recommended and to provide the client with a side-by-side comparison of the existing and proposed replacement contracts. The newly required analysis provides ...

SEC Examination - Are You Prepared? [ Source: Advent Software ]
December 2007- Elizabeth Cope, our guest speaker from Ashland Parterns and Co., teamed up with Tim Simons in 2004 to develop the services offered by Ashland Compliance Group. With several years of experience managing performance and compliance verifications, she was instrumental in designing a process that would be useful to our clients' broader compliance needs and work efficiently along with our more focused verification services.

Integrated Safety and Soundness [ Source: CAPCO ]
April 2012- Continuing turmoil in global financial markets has led to a deeper examination of financial industry practices and policies, and frequently, stricter regulatory standards. Firms are learning that a failure to develop an adequate Governance, Risk and Compliance (GRC) solution is expensive. In the last year, financial services firms paid over $250 million annually in fines for failing to comply with published policies. <br><br> Capco's Integrated Safety and Soundness solution establishes the ...

The Dodd-Frank Act: Impact On Derivatives Technology Infrastructure [ Source: Wipro ]
September 2011- The US President Barack Obama signed into law the Dodd-Frank Wall Street Reform and Consumer Protection Act on July 21st, 2010. The Act is essentially a 2,300-page introduction to a new financial regulatory environment that supposedly outlines the most sweeping changes since the great depression, and to the way business is conducted. However, it provides an incomplete road map for the regulatory financial future of the United States since it leaves a lot of details to ...

Working smarter through intelligent, responsive decision automation [ Source: IBM ]
June 2011- How the combination of Business Rule Management and Business Event Processing can increase business agility.

Sybase Capital Markets Guide 2011 [ Source: Sybase ]
June 2011- The market is re-energized with a huge world full of unprecedented opportunity in exciting new places. Firms have weathered a crisis and are adapting to the new regulations. Now it's time to get down to business. The mission of the Sybase Capital Markets Guide 2011 is to provide you with cutting-edge thought leadership from some of the most knowledgeable people in capital markets. <br><br> Where last year's guide covered the new ...

Venturing into iPads for efficiency [ Source: Citrix ]
March 2011- Leave employees to their own devices. Embrace non-traditional tablets and mobile devices, using Citrix desktop virtualization, and your traders, brokers, agents, employees—and IT—will thank you.

Your workers will get more done in client meetings and while on-site, using the latest technology of their choice, while IT effortlessly supports them without increasing device management responsibilities.

Embrace the iPad and other mobile computing devices to improve worker productivity and help them ...