The Critical Importance of Archiving in the Financial Services Industry
This white paper discusses the requirement for financial services firms to retain content of various types, and it discusses what organizations should do to satisfy these obligations. It also provides a brief overview of ArcMail, the sponsor of this white paper and a leading provider of archiving systems. Click here
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Compliance
(25)- Regulatory Compliance (64)
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BPM for Dummies
[ Source: IBM ]
August 2012-
Unleash the power of technology as a competitive advantage! Learn how your entire enterprise can become far more agile, helping you meet your goals with Business Process Management (BPM).
Download Business Process Management For Dummies, IBM Limited Edition, now and learn how BPM creates value through growth, improved performance, better productivity, higher staff effectiveness, and better customer service.
You discover why changing to BPM now makes sense for your organization, how ...
How To Build a Mission-Critical Data Center
[ Source: HP ]
May 2012-
Infrastructures must be able to quickly and cost-effectively adapt to evolving needs. Unfortunately, many companies cannot achieve this response with their current data center network architectures. The traditional three-tier model of access, aggregation, and core switching is an operational nightmare.
This white paper unveils a solution that streamlines the design of next-generation data centers to ensure the superior resiliency, performance, and agility that enterprise networks now require.
Sponsored by:<...
Avoiding the 8 Common Mistakes of Windows 7 Migration
[ Source: Dell/Microsoft ]
September 2011-
The recession put important things on hold for many organizations, like upgrading to new client systems. Now organizations such as yours are ready to upgrade and gain from better performance and efficiency by purchasing new laptops and notebooks with Windows 7 factory-installed.
Before you move dozens - or hundreds - of important business applications into a new environment, find out how other organizations tackled this challenge.
Download "Avoiding the 8 common mistakes of ...
Accountable Care and the Cloud: The Future of Medical IT
[ Source: Siemens ]
July 2011-
In this podcast, Dan Emig and David M. Hamilton of Siemens Medical explain how the cloud can help healthcare providers significantly improve business performance by shifting allocation of their limited budget and human resources away from lower-value back-office operations in favor of higher-value clinical and patient-facing services.
The cloud does this by 1) allowing healthcare IT organizations to leverage the economies of scale offered by shared, on-demand infrastructure and 2) providing turnkey access to state-of-the-art ...
Advanced Malware Exposed
[ Source: FireEye ]
May 2011-
This handbook shines a light on the dark corners of advanced malware, both to educate as well as to spark renewed efforts against these stealthy and persistent threats. By understanding the tools being used by criminals, we can better defend our nations, our critical infrastructures and our citizens. The "Operation Aurora" incident represents an example of how the threats have escalated, revealing how advanced malware is being used in a systematic, coordinated fashion to achieve ...
Creating a Timeline for Deploying Windows 7 and Eliminating Windows XP
[ Source: Dell/Microsoft ]
February 2012-
Windows XP support ends April 8, 2014. Therefore, organizations must decide when to begin their migration to Windows 7, set a target date to have Windows XP out and define the scope of the project.
This research paper reviews Gartner's key findings and recommendations for deploying Windows 7.
CISO Guide to Next Generation Threats
[ Source: FireEye ]
May 2011-
Over 95% of businesses unknowingly host compromised endpoints, despite their use of firewalls, intrusion prevention systems (IPS), antivirus and web gateways. This situation-the new status quo-results from criminals leveraging multiple zero-day vulnerabilities, commercial-quality toolkits and social media to perpetrate next-generation threats. These threats move "low and slow" and use several stages and channels to duck traditional defenses and find vulnerable systems and sensitive data.
Read this paper and learn how to regain the upper ...
8 Things That Could Affect Your Business IT Security In The Next Two Hours
[ Source: NETGEAR ]
August 2011-
Discover the secrets over-priced security consultants don't want you to know. Network security is not just about preventing a breach, it's about making every working day as productive as possible by preventing external threats.
Where should you start? Download this security brief and NETGEAR will show you the 8 things to do to improve your security posture right now.
Gartner Magic Quadrant for Enterprise LAN
[ Source: HP ]
May 2011-
Major LAN purchases and upgrades should not take place without a full competitive review. This Gartner Magic Quadrant reviews the strengths and weaknesses of the major players; including, Alcatel-Lucent, Avaya, Cisco, Extreme Networks, HP and Juniper Networks.
Financial Services Firms Accelerate Shift To Cloud-Based Archiving For Compliance
[ Source: Bloomberg ]
July 2011-
A new Forrester Research study reveals how financial institutions are rapidly moving to hosted email compliance and storage services to deal with increasing costs, risks and regulations. Bloomberg commissioned Forrester Research to evaluate the current state of archiving and compliance in the financial services sector, capture enterprise expectations, and examine changes in anticipated application delivery models.
Manage Time, Effort, and Risk Associated with FIX Protocol Testing
[ Source: HP ]
June 2009-
FIX Protocol has become the industry standard for message exchange in the Financial Services Industry. However, the popularity of FIX is also associated with inherent challenges involved in testing this protocol. Complicated tag library, customized messages and constant upgrades are just a few of the challenges that testing teams have to manage. These challenges can be mitigated by bringing standardization and digitization to the testing process through the implementation of QA best practices, leading industry ...
BLUE FROG SOLUTIONS Annuity Replacement Evaluator
[ Source: Blue Frog Solutions ]
October 2007-
Newly approved FINRA Rule 2821 requires Financial Advisors to
perform an extensive analysis of fees and benefits when recommending
replacement of existing in-force (“like for like”) annuity contract. The
new rule will require the FA to obtain a copy of the existing contract and
compare its features against those of the new product being recommended
and to provide the client with a side-by-side comparison of the existing
and proposed replacement contracts. The newly required analysis
provides ...
SEC Examination - Are You Prepared?
[ Source: Advent Software ]
December 2007-
Elizabeth Cope, our guest speaker from Ashland Parterns and Co., teamed up with Tim Simons in 2004 to develop the services offered by Ashland Compliance Group. With several years of experience managing performance and compliance verifications, she was instrumental in designing a process that would be useful to our clients' broader compliance needs and work efficiently along with our more focused verification services.
Spector 360 Monitoring Software Overview
[ Source: SpectorSoft Corporation ]
October 2008-
This video shows how Spector 360 can keep employees productive and keep financial institutions safe and compliant with industry standards. An interview with a Spector 360 user highlights how the software helped one organization gain lost productivity. Spector 360 records all keystrokes, emails, chats and IMs (including web based), websites visited (and how long they spent), internet searches, files transferred by USB, CD, peer-to-peer networks or email, offline activities such as print jobs and files accesses, screen snap ...
The Dodd-Frank Act: Impact On Derivatives Technology Infrastructure
[ Source: Wipro ]
September 2011-
The US President Barack Obama signed into law the Dodd-Frank Wall Street Reform and Consumer Protection Act on July 21st, 2010. The Act is essentially a 2,300-page introduction to a new financial regulatory environment that supposedly outlines the most sweeping changes since the great depression, and to the way business is conducted. However, it provides an incomplete road map for the regulatory financial future of the United States since it leaves a lot of details to ...
OTC Derivatives Reform: Linking Market Participants in the Trade Lifecycle
[ Source: IPC Systems, Inc ]
July 2012-
This whitepaper examines the vital role of derivatives in the capital markets, reviews the regulatory initiatives, and provides insights into the communications and connectivity landscape for the OTC derivative trade lifecycle.
From Lehman to LEI: Getting Your Entity Data House In Order
[ Source: Wipro ]
October 2011-
The LEI may be just the tip of the entity data iceberg, as "value-added" services begin to surface. For example: with SWIFT likely to become the registration authority, the SWIFT SSI Directory has the potential to become a powerful tool for STP, as SSI data is collected from owners and matched to verified, authenticated entity data via the LEI.
Companies that extend the LEI data to provide full legal entity ownership structure hierarchies ...
The Dodd-Frank Act: Impact On Derivatives Technology Infrastructure
[ Source: Wipro ]
September 2011-
The US President Barack Obama signed into law the Dodd-Frank Wall Street Reform and Consumer Protection Act on July 21st, 2010. The Act is essentially a 2,300-page introduction to a new financial regulatory environment that supposedly outlines the most sweeping changes since the great depression, and to the way business is conducted. However, it provides an incomplete road map for the regulatory financial future of the United States since it leaves a lot of details to ...
Financial Services Firms Accelerate Shift To Cloud-Based Archiving For Compliance
[ Source: Bloomberg ]
July 2011-
A new Forrester Research study reveals how financial institutions are rapidly moving to hosted email compliance and storage services to deal with increasing costs, risks and regulations. Bloomberg commissioned Forrester Research to evaluate the current state of archiving and compliance in the financial services sector, capture enterprise expectations, and examine changes in anticipated application delivery models.
Why Business Rules?: A Case for Business Users of Information Technology
[ Source: IBM ]
June 2011-
This whitepaper explains how business people are allowed to directly define how their business rules are being executed with a BRMS; and, perhaps more important, how it facilitates change in an easy, safe and reliable manner.
Working smarter through intelligent, responsive decision automation
[ Source: IBM ]
June 2011-
How the combination of Business Rule Management and Business Event Processing can increase business agility.
Sybase Capital Markets Guide 2011
[ Source: Sybase ]
June 2011-
The market is re-energized with a huge world full of unprecedented opportunity in exciting new places. Firms have weathered a crisis and are adapting to the new regulations. Now it's time to get down to business.
The mission of the Sybase Capital Markets Guide 2011 is to provide you with cutting-edge thought leadership from some of the most knowledgeable people in capital markets.
Where last year's guide covered the new regulatory environment, this year's ...
A Customer Complaint: 1 Way Of Resolving The Issue
[ Source: IBM ]
May 2011-
Discover how an investment firm was able to achieve 90 percent reduction in customer complaints due to lost or mishandled documents and create savings to date of USD2.2million.
Venturing into iPads for efficiency
[ Source: Citrix ]
March 2011-
Leave employees to their own devices. Embrace non-traditional tablets and mobile devices, using Citrix desktop virtualization, and your traders, brokers, agents, employees—and IT—will thank you.
Your workers will get more done in client meetings and while on-site, using the latest technology of their choice, while IT effortlessly supports them without increasing device management responsibilities.
Embrace the iPad and other mobile computing devices to improve worker productivity and help them ...
The Progress Responsive Process Management (RPM) Suite Brochure
[ Source: Progress Software ]
October 2010-
Learn how the Progress RPM Suite integrates easily into your existing infrastructure to provide real time visibility, take action on issues, and improve your business processes. Download the product brochure now!
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CAPITAL MARKETS: Asset Management, Compliance, Data Latency, Data Management, Data Security, IT Infrastructure, Operations, Risk Management, Wealth Management
INSURANCE: Architecture/Infrastructure, Claims, Customer Insight/Business Intelligence, Distribution, Management Strategies, Policy Administration & Management, Regulation/Financial Systems, Security/Risk Management
BANKING: Architecture/Infrastructure, Channels, Core Systems, Customer Insight/Business Intelligence, Payments & Cards, Regulation/Compliance, Risk Management/Security
ADVANCED TRADING: ATS/ECN/Dark Pool, Algorithmic Trading, Block Trading, Cross Asset Trading, Data Latency, Derivatives, Market Data, OMS/EMS, Trading Infrastructure/Technology, Trading Regulations/Compliance, Trading/Exchanges, Transaction Cost Analysis (TCA)
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