2. Broken Broker Trust
There's always been knowledge that some of the broker-dealers don’t have the investor's best interest at heart. I’ve had some individuals in my office say that they take advantage of client flow for proprietary trading.
— Arun Kaul, managing principal and chief investment officer, Olympian Capital Management
Source: Advanced Trading. Stay tuned for the May 2012 digital edition of Advanced Trading.
Phil Albinus is the former editor-in-chief of Advanced Trading. He has nearly two decades of journalism experience and has been covering financial technology and regulation for nine years. Before joining Advanced Trading, he served as editor of Waters, a monthly trade journal ... View Full Bio