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Live Events:
Accelerating Wall Street 2010
May 11, 2010
Bank Systems & Technology Executive Summit 2010
October 3-6, 2010
Advanced Trading's Buy-Side Trading Summit 2010
October 17-19, 2010
Web Events:
Online Account Acquisition - What are the Drivers of Abandonment and Conversion?
March 30, 2010
Accelerating Wall Street 2010
May 11, 2010
Bank Systems & Technology Executive Summit 2010
October 3-6, 2010
Advanced Trading's Buy-Side Trading Summit 2010
October 17-19, 2010
Web Events:
Online Account Acquisition - What are the Drivers of Abandonment and Conversion?
March 30, 2010
Compliance » Trading Compliance
- Madoff Brother and Sons Attack Trustee's Claims Lawyers for swindler Bernard Madoff's brother Peter attacked as "sensationalistic" a trustee's allegations that he should have known about the historic multibillion dollar fraud and stopped it while he was an executive at the Madoff firm.
- Senators to Seek Wider 'Volcker Rule'
- The Odds of Exchange Migration
- UAT Launches Trading Oversight System For Investment Industry
- HedgeOp Launches Compliance Platform For RIAs
- The Bank of New York Mellon’s Pershing Unit Establishes Its First Clearing Relationship in Scandinavia
- Euroccp Adds Two New Participants
- Scottrade Ranks Highest in Self-Directed Investor Satisfaction in 2008
- BNP Paribas Offers New Multi-Trading Facilities Services
Opinions
-
Larry Tabb
The Odds of Exchange Migration
Though it may seem like a quick fix, migrating OTC products to exchanges is a process fraught with dangers and problems all its own. - Société Générale-Type Fraud Could Happen Again
Société Générale rogue trader Jerome Kerviel wasn't a tech genius; but poor risk controls allowed him to cover up his fraudulent trades.
Blog
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Melanie Rodier
Brokers Get New Social Media Rules (video) FINRA recently issued brokers with new- Why Government Regulators Seem Unprepared
- What Regs Are Next? (video)
- JPMorgan: Regulation Increases Costs
- Executive Bonuses: What Will Regulators Do Next? (video)
- A Few Ideas For Obama On Financial Regulation (video)
Popular Articles
- 10 Trends That Are Reshaping the Wall Street Back Office
- Examiner Sees Accounting Gimmicks in Lehman Demise
- Author Michael Lewis Equates Wall Street Bonuses with 'Theft'
- Post-Crisis, Banks Paying Close Attention to Vendor Risk When Choosing Tech Partners
- Buffett Kept Distance from Lehman
- BOX Moves to Equinix NY4 Data Center in Secaucus, New Jersey
- Fully Compliant Social Networking Site For Financial Professionals Launches
- LSE Sells 9% of Turquoise to 3 Global Banks
- CBOE Files for $300 Million IPO
- High-Frequency Traders Confident as CFTC Ramps Up Scrutiny
White Papers 