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Live Events:
Accelerating Wall Street 2010
May 11, 2010

Bank Systems & Technology Executive Summit 2010
October 3-6, 2010

Advanced Trading's Buy-Side Trading Summit 2010
October 17-19, 2010

Accelerating Wall Street 2010
May 11, 2010
Bank Systems & Technology Executive Summit 2010
October 3-6, 2010
Advanced Trading's Buy-Side Trading Summit 2010
October 17-19, 2010
Compliance » Trading Compliance
- The Odds of Exchange Migration Though it may seem like a quick fix, migrating OTC products to exchanges is a process fraught with dangers and problems all its own.
- UAT Launches Trading Oversight System For Investment Industry
- HedgeOp Launches Compliance Platform For RIAs
- The Bank of New York Mellon’s Pershing Unit Establishes Its First Clearing Relationship in Scandinavia
- Euroccp Adds Two New Participants
- Scottrade Ranks Highest in Self-Directed Investor Satisfaction in 2008
- BNP Paribas Offers New Multi-Trading Facilities Services
- Markit Postpones Rolls
- Prime Brokers Select SWIFT For Trade-Date Matching Platform
Opinions
-
Larry Tabb
The Odds of Exchange Migration
Though it may seem like a quick fix, migrating OTC products to exchanges is a process fraught with dangers and problems all its own. - Société Générale-Type Fraud Could Happen Again
Société Générale rogue trader Jerome Kerviel wasn't a tech genius; but poor risk controls allowed him to cover up his fraudulent trades.
Blog
-
Melanie Rodier
Brokers Get New Social Media Rules (video) FINRA recently issued brokers with new- Why Government Regulators Seem Unprepared
- What Regs Are Next? (video)
- JPMorgan: Regulation Increases Costs
- Executive Bonuses: What Will Regulators Do Next? (video)
- A Few Ideas For Obama On Financial Regulation (video)
Popular Articles
- 10 Trends That Are Reshaping the Wall Street Back Office
- Hedge Fund Dinner Party Sparks U.S. Euro Probe
- Buy-Side And Sell-Side Firms Focus On Data Quality And Consistency
- Steve Ballmer: Microsoft Is "Betting Our Company" On The Cloud
- Analysis: AIG's Derivatives Trades Go Back Decades
- CFTC Wants 'Eddie Murphy' Rule in Senate Bill
- JP Morgan's EcoSecurities Closes U.S. Office
- Direct Access Partners Enhances Multi-Prime Offering for Hedge Funds
- Wells Fargo Wealth Chief Wants 10,000 More Advisers
- Configurable 'Ticker Processors' Accelerate Automated Trading
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