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Face-to-Face Events:
October 21-23, 2012
Advanced Trading's Buy-Side Trading Summit 2012
October 21-23, 2012
Advanced Trading's Buy-Side Trading Summit 2012
Online Events:
Compliance - Trading Compliance
Trading Complaince News and Analysis
- CFTC Analysis Nixes Emergency Trading Curbs The U.S. futures regulator has concluded it cannot currently use its emergency authority to impose trading curbs on speculators in the oil markets.
- US CFTC Nears Swap Platform Vote, Delays 85 Percent Rule
- Rogue Trader Kerviel Accuses SocGen of Forgery
- Goldman Sachs Facing a New Insider Trading Probe
- Stakeholders React to CFTC and SEC Swap Dealer Rules
- CFTC Approves "Commodity Options" Rule
- Bloomberg Tradebook Launches Commission Recapture
- CFTC Accuses RBC of Massive Wash Trading Scheme
- Top JP Morgan Rainmaker Quits After Market Abuse Fine
Opinions
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Melanie Rodier
New ‘Corzine Rule’ For Hedge Funds Sets Tongues Wagging
Despite widespread support for the rule, questions are being raised. - Swiss Central Banker Faces Insider Trading Allegations
A weekly paper alleges that Switzerland's top central banker profited from currency trades, but are the charges the work of political enemies? - CME Exec Drops Bombshell that Corzine Knew About Customer Fund Transfers
The executive chairman of the CME told lawmakers that MF Global borrowed $175 million from customer accounts and implied that its former CEO Jon Corzine knew about it. - Sen. Grassley Pursues Wall Street Titan
Why is a Congressman investigating Steven Cohen of SAC Capital? - High-Frequency Trading and the Blind Scales of Justice
The Justice Department and SEC's joint investigation into high-frequency trading could be just what the industry needs, writes special contributing editor Larry Tabb. -
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Blog
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Melanie Rodier
New ‘Corzine Rule’ For Hedge Funds Sets Tongues Wagging Despite widespread support for the rule, questions are being raised.... - Swiss Central Banker Faces Insider Trading Allegations
- CME Exec Drops Bombshell that Corzine Knew About Customer Fund Transfers
- Arrest Of Former Goldman Exec Could Lead To More Juicy Wall Street Revelations
- Sen. Grassley Pursues Wall Street Titan
- GoodFellas II: The Feds Are Watching Traders At Home
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- Dell Caters to Financial Services Clients with NYC Solutions Center
- For Regulators, JP Morgan’s $2 Billion Loss Is Really Not A Big Deal
- JPMorgan $2 Billion Loss Tips Wall Street's Hand on Volcker
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