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February 9, 2012
Public Cloud vs. Private Cloud: Which is Best for Your Wealth Management Organization?

February 15, 2012
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Compliance - Trading Compliance

Trading Complaince News and Analysis

US House to Move Insider Trading Bill This Week Congress is rallying around an ethics bill that prevents insider trading by government officials, as Congress hopes the bill will help bolster sagging approval ratings.
CFTC to Review High-Frequency Trading
US Appeals Court Dismisses Suit Over New CFTC Rule
IFS Taps Activ Financial's US Market Data for TCA
Swiss Central Banker Faces Insider Trading Allegations
CME Exec Drops Bombshell that Corzine Knew About Customer Fund Transfers
Arrest Of Former Goldman Exec Could Lead To More Juicy Wall Street Revelations
Sen. Grassley Pursues Wall Street Titan
High-Frequency Trading and the Blind Scales of Justice

Ivy Schmerken
Swiss Central Banker Faces Insider Trading Allegations
A weekly paper alleges that Switzerland's top central banker profited from currency trades, but are the charges the work of political enemies?
CME Exec Drops Bombshell that Corzine Knew About Customer Fund Transfers
The executive chairman of the CME told lawmakers that MF Global borrowed $175 million from customer accounts and implied that its former CEO Jon Corzine knew about it.
Sen. Grassley Pursues Wall Street Titan
Why is a Congressman investigating Steven Cohen of SAC Capital?
High-Frequency Trading and the Blind Scales of Justice
The Justice Department and SEC's joint investigation into high-frequency trading could be just what the industry needs, writes special contributing editor Larry Tabb.
GoodFellas II: The Feds Are Watching Traders At Home
The FBI told a hedge fund trader they "had recorded his conversations for a very long time, that they knew 'everything' about him and his family and friends," sparking a debate about the rights and wrongs of wiretapping.