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Compliance » Regulatory Compliance
Financial Institutions Evaluate Biometrics
April 18, 2008While financial institutions aren't yet ready for consumer-facing biometrics deployments, these technologies are gaining popularity for behind-the-scenes authentication.Overbearing Market Reform Will Only Slow Market Innovation
April 15, 2008 As investors call for extensive regulatory oversight of certain derivatives, regulators must be careful not to create a regulatory crutch that removes innovation from the markets.Compliance Costs Grow Faster Than Net Income
February 23, 2008 Compliance costs are eating up more and more net income, growing from 2.83 percent of net income in 2002 to 3.69 percent in 2006.Ecora Releases New Auditor Professional
February 22, 2008 Auditor Professional 4.5 discovers, collects, analyzes and reports on configuration data from a company's infrastructure.Tips & Tricks for Building Composites
February 21, 2008 Avoid having too many composites by focusing on the firm's primary mandates. If there are a lot of unique accounts left over without a composite, you can create single-account composites or expand your firm's definition of discretion.Twelve Steps to an Effective GIPS Compliance Program
February 21, 2008 There are several things financial firms can do to develop an effective Global Investment Performance Standard (GIPS) program.SIFMA Appoints Tim Ryan CEO
February 19, 2008 Tim Ryan was vice chairman of investment banking for financial institutions and governments at JPMorgan before joining the Securities Industry and Financial Markets Association (SIFMA).A Practical Guide to Implementing the Global Investment Performance Standards (GIPS) for Asset Managers
February 19, 2008 Adhering to GIPS is in the best interest of any investment firm that wants to compete effectively and fairly. It helps build a framework for implementing industry best practices while helping engender the trust of prospective and current clients.More
Trade Reporting, Surveillance Key To Compliance
Enhanced Shared Assessments Program Can Make Audits Speedier
Deliberating on E-discovery and the Changes to the FRCP
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Larry Tabb Columns
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NYSE TransactTools May Be NYSE Euronext’s Most Important Asset
CHECK THIS OUTElectronic Trading Resource CenterAs markets move faster and trading in all types of investment classes continues to migrate to electronic trading, the technology that supports trading strategies is evolving at a rapid pace. Reducing latency and building systems that can match orders in hundredths of a second will be required if firms want to continue to compete in many markets. |
EventsLive Events:Buy-Side Trading Xchange June 04, 2008 Buy-Side Trading Summit 2008 November 16-18, 2008 Web Events: 2008 Market Mandates and Web 2.0 for Investment Management Online Client Applications May 14, 2008 2008 Market Mandates and Rich Internet Application Trending for Online Business Banking Channels 2008 May 20, 2008 How Can Financial Firms Build a Better Data Center? May 29, 2008 Market Trends 2008 and Rich Internet Applications: Online Channels Retirement and Benefits Service Portals June 03, 2008 Market Trends 2008 - Rich Internet Applications: Next Generation Online Financial Portals in Financial Services June 04, 2008 Straight Talk About Low-Latency: The Value of a Millisecond June 19, 2008 |
White PapersSurviving and Thriving in a Challenging MarketLearn how financial services firms can use customer-centric strategies and tools to maximize client value and loyalty, gain insight into new opportunities, and do more with less, counteracting market volatility. |
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