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February 9, 2012
Public Cloud vs. Private Cloud: Which is Best for Your Wealth Management Organization?
February 9, 2012
Public Cloud vs. Private Cloud: Which is Best for Your Wealth Management Organization?
Compliance - Regulatory Compliance
Regulatory/Compliance
- 4 Steps to Help Securitizers Comply With Dodd-Frank’s New Reporting Requirements Ready or not, the Dodd-Frank Section 943 deadline looms for securitizers, which will need to make changes to their organizations and technology in order to comply with the new reporting requirements.
- Britain Strips Ex-RBS Boss Goodwin of Knighthood
- Some Brokers Are Either Brazen or Clueless
- SEC Taps New Interim Inspector General to Replace Kotz
- The SOPA Saga: The End Is Just the Beginning
- Diamondback to Settle Insider-Trading Charges
- SOPA: Stop Grandstanding, Start Crafting An Alternative
- How the Government Flips Insider Trading Witnesses
- In Bain Deals, Romney Gave Stock to Mormon Church
Opinions
-
Greg MacSweeney
The SOPA Saga: The End Is Just the Beginning
With SOPA off the table, Congress still has to try to protect intellectual property in the digital age. - How the Government Flips Insider Trading Witnesses
An F.B.I. agent has persuaded Wall Street suspects to collect evidence against their business colleagues or friends, playing a key role in the government's insider trader investigations. - Are Exchange Order Fees the Best Way to Regulate High-Frequency Trading?
When it comes to oversight of high-frequency trading, regulators should focus on simplicity, access and competition, according to Wayne Arden, former VP of sales for Nasdaq OMX’s Market Technology division, who says revamping the exchange order fee structure is a good place to start. - Fixing the Futures Market in the Wake of MF Global
To restore investor faith in the futures market, the CFTC may need to do more than just update the rules that govern the investing of customer cash, says Larry Tabb, founder of Tabb Group. - With MF Global Rule, Regs Finally Take One Small Step In Right Direction
In so far as it increases transparency into how funds are handled, it is a positive step -- but regs still have much more to do. -
Blog
-
Ivy Schmerken
How the Government Flips Insider Trading Witnesses An F.B.I. agent has persuaded Wall Street suspects to collect evidence against their business colleagues or friends, playing a key role in the government's insider trader investigations.... - With MF Global Rule, Regs Finally Take One Small Step In Right Direction
- Regs Crack The Whip On Wall Street Risk-Taking With New "MF Global" Rule
- Hall Of Shame: MF Global’s Books Are A Complete “Disaster”
- Fund Managers Catch A Break From The SEC
- Bernie Madoff Reveals The Worst Part of Prison
Popular Articles
- Bloomberg Open Sources Its Market Data Distribution Technology
- Fidelity Exec Talks of Sex, Drugs and Revolution
- The Rise of Cloud Computing on Wall Street
- Inside the Bloomberg Machine
- Thomson Reuters Eikon: What Went Wrong?
- JPMorgan Wows Wall Street with Facebook IPO Win
- Cowen Raises Its Electronic Trading Profile with ATM Acquisition
- Rodman & Renshaw Recruits Kevin Lupowitz for New Venture
- NYSE Euronext CEO: Technology Acquisitions Possible, "Mega-Mergers" Unlikely
- MF Global Chief Risk Officer Says He Was Outsed After Raising Red Flags
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