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Face-to-Face Events:
October 21-23, 2012
Advanced Trading's Buy-Side Trading Summit 2012
October 21-23, 2012
Advanced Trading's Buy-Side Trading Summit 2012
Online Events:
Compliance - Regulatory Compliance
Regulatory/Compliance
- JPMorgan Trade on Regulators' Radar in April Regulators first raised concerns in April about trading positions that led to a $2 billion-plus loss at JPMorgan Chase.
- For Regulators, JP Morgan’s $2 Billion Loss Is Really Not A Big Deal
- JPMorgan $2 Billion Loss Tips Wall Street's Hand on Volcker
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JP Morgan's $2 Billion "Oops," the Euro's Demise, Millennials IT Workers, and More
- Former CFTC Acting Chairman Appointed Head of DTCC’s U.S. Swap Data Repository
- How Broker-Dealers Can Avoid The Wrath Of Regulators
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Blankfein Sounds Off, Dow 15,000?, Taibbi on Senate’s MF Global Inquiry, and more Quotes of the Week
- Lehman Brothers Still Being Probed by SEC, Says Schapiro
- Former Calpers CEOS Charged With Fraud Scheme by SEC
Opinions
-
Melanie Rodier
Social Media Is Wall Street's Number One Enemy
For the world-at-large, the whole point of Twitter is spontaneity. Not for Wall Street. - Who’s Really Cashing In On the Whistleblower Program
Unsurprisingly, the whistleblower program instituted by Dodd-Frank is paying off. But it isn't just the whistleblowers who are set to cash in. - Market Fraudsters vs. the Genuine(rs): Who's Winning?
Managing systemic risk — and preventing market abuse — is one of today’s greatest challenges, and regulators have been intensifying their efforts to clean up the markets. But are the good guys winning the war against fraudsters? - Moving to a Centralized Collateral Management Environment: The Way Forward
Firms can centralize their collateral management processes by using tactical solutions that will work not only in the short term, but that will also give them the tools necessary to comply with future regulations and embrace new technologies as they become available. - Swaps Regs Up the Ante on Collateral Management
To cope with new swaps regulations, Kempen Capital Management scrapped its Excel spreadsheets in favor of an iinhouse collateral management system. -
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Blog
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Melanie Rodier
For Regulators, JP Morgan’s $2 Billion Loss Is Really Not A Big Deal Besides stress tests, the Fed has not produced any alternative way of truly guaranteeing the stability of the financial system.... - How Broker-Dealers Can Avoid The Wrath Of Regulators
- Social Media Is Wall Street's Number One Enemy
- Who’s Really Cashing In On the Whistleblower Program
- Swaps Regs Up the Ante on Collateral Management
- MF Global's Computers Overwhelmed In Final Days
Popular Articles
- Big Data Technology: Buyer Beware
- TradeKing and Zecco Merge To Challenge “Big 5” Brokerages
- Big Data Payday: Rosenblatt Visualizes Success With a Proprietary Platform
- Euro's Future Very Uncertain, Ex-British PM Tells TD Ameritrade Investors
- Dell Caters to Financial Services Clients with NYC Solutions Center
- For Regulators, JP Morgan’s $2 Billion Loss Is Really Not A Big Deal
- JPMorgan $2 Billion Loss Tips Wall Street's Hand on Volcker
- Thomson Reuters Eikon: What Went Wrong?
- Netik Launches vMobile for Data Management
- Is JPMorgan "Too Big to Manage"?
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