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February 9, 2012
Public Cloud vs. Private Cloud: Which is Best for Your Wealth Management Organization?

February 15, 2012
What's the Ideal Web Experience for Today's Financial Services Consumer?

Compliance - Regulatory Compliance

Regulatory/Compliance

Senator Urges Lobbying Against Money Market Reform Senator Pat Toomey says that proposed money market industry reforms could threaten viability and is urging business to push back against securities regulators.
Global Watchdog Says Banking Reforms Must Proceed
MF Global's Computers Overwhelmed In Final Days
4 Steps to Help Securitizers Comply With Dodd-Frank’s New Reporting Requirements
Britain Strips Ex-RBS Boss Goodwin of Knighthood
Some Brokers Are Either Brazen or Clueless
SEC Taps New Interim Inspector General to Replace Kotz
The SOPA Saga: The End Is Just the Beginning
Diamondback to Settle Insider-Trading Charges

Greg MacSweeney
The SOPA Saga: The End Is Just the Beginning
With SOPA off the table, Congress still has to try to protect intellectual property in the digital age.
How the Government Flips Insider Trading Witnesses
An F.B.I. agent has persuaded Wall Street suspects to collect evidence against their business colleagues or friends, playing a key role in the government's insider trader investigations.
Are Exchange Order Fees the Best Way to Regulate High-Frequency Trading?
When it comes to oversight of high-frequency trading, regulators should focus on simplicity, access and competition, according to Wayne Arden, former VP of sales for Nasdaq OMX’s Market Technology division, who says revamping the exchange order fee structure is a good place to start.
Fixing the Futures Market in the Wake of MF Global
To restore investor faith in the futures market, the CFTC may need to do more than just update the rules that govern the investing of customer cash, says Larry Tabb, founder of Tabb Group.
With MF Global Rule, Regs Finally Take One Small Step In Right Direction
In so far as it increases transparency into how funds are handled, it is a positive step -- but regs still have much more to do.