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The SEC & Cybersecurity: Expectations & Exam Prep for Investment Firms
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andrewboon2739
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andrewboon2739,
User Rank: Apprentice
6/25/2014 | 10:01:28 AM
Right Step
Good  Initiative, with the risks posed by issues related to cyber security increasing this is a step in the right direction regulating cyber security is a sure way of ensuring sensitive data is safe ,  I work for McGladrey , join us for a webcast outlining the latest on cybersecurity in financial services and what you need to know to be ready for the Office of Compliance, Inspections and Examinations (OCIE's) new cybersecurity initiative @ http://events.mcgladrey.com/CyberSecurityWebcast070914  

 
Greg MacSweeney
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Greg MacSweeney,
User Rank: Author
6/25/2014 | 9:37:00 AM
Good to see
Although firms face a ton of other regulations and compliance audits, it is good to see they are also being monitored and evaluated for cyber security. Law enforcement cyber experts are worried that cyber criminals will target the markets next. And once they disrupt the markets, they will attempt to profit during the resulting chaos. Hopefully the SEC security audits help make the industry's defences better and it is not just an excercise in additional (and costly) compliance and audit sessions.
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