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Agency Brokerage Directory
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 Auerbach Grayson & Co.
Jonathan Auerbach
Last Updated: 03/28/2008
Peter Gaffney
Last Updated: 03/28/2008
 BNY ConvergEx Group
Patrick Phalon
Last Updated: 03/28/2008
 Capital Institutional Services
Jim Morrow
Last Updated: 03/28/2008
 CastleOak Securities
Marlon Weems
Last Updated: 03/28/2008
Michael Plunkett
Last Updated: 03/28/2008
 Interactive Brokers Group
Andrew Wilkinson
Last Updated: 03/28/2008
 Investment Technology Group (ITG)
Last Updated: 03/28/2008
 Ivy Securities
Grant Wu
Last Updated: 03/28/2008
Tim Lane
Last Updated: 03/28/2008
 Lime Brokerage
George Hessler
Last Updated: 08/26/2009
 Loop Capital Markets
Andrew Heilig
Last Updated: 03/28/2008
 Luke Securities
Martin Luke
Last Updated: 03/28/2008
 Magna Securities Corp.
Patricia Winans
Last Updated: 03/28/2008
 NeoNet AB
Greg Treacy
Last Updated: 03/28/2008
 Northern Trust Securities
Terry Ransford
Last Updated: 03/28/2008
 On Point Executions
John Lapertosa
Last Updated: 03/28/2008
 Rosenblatt Securities
Joe Gawronski
Last Updated: 03/28/2008
 Themis Trading
Paul Zajac
Last Updated: 03/28/2008
 Turning Point Securities
Rick Rosenthal
Last Updated: 03/28/2008
Bryce Whiting
Last Updated: 05/09/2008
 WJB Capital Group
Chris Calabrese
Last Updated: 03/28/2008
Agency-only broker-dealer that provides real-time execution and settlement of institutional orders through a proprietary partnership of local brokers in more than 110 different countries worldwide.
AXES is a provider of global, institutional agency brokerage services to more than 100 developed, emerging and frontier markets through its exclusive worldwide broker partner network.
BNY ConvergEx Group provides global agency trading and investment technology solutions to institutional clients. Its three key business lines (Liquidity and Execution Management, Investment Technologies, and Intermediary and Clearing Services) deliver an integrated platform of performance-driven trading capabilities in equities, fixed income and options.
Since 1977, CAPIS has provided global agency trading, commission-management solutions and independent research to institutional investors.
CastleOak Securities is a minority-owned investment bank engaged in sales and trading, capital markets and financial advisory services.
Instinet is a global securities firm providing fund managers with the necessary trading tools, ATS platforms and global agency liquidity to achieve trade execution in more than 80 securities markets around world.
Online broker offering direct access to stocks, options, futures, forex, bonds and commodities at low cost.
Investment Technology Group is a specialized agency brokerage and technology firm that partners with clients globally to provide solutions spanning the entire investment process.
Ivy Securities is a minority-owned institutional equity brokerage firm that can help meet the minority-brokerage manlastModifieds of buy-side organizations.
Knight, through its EdgeTrade and Direct Trading Institutional (DTI) subsidiaries, offers Knight Direct EMS -- a broker-neutral, multi-asset class execution platform -- and agency-only algorithms for empowering traders to efficiently and cost-effectively access fragmented liquidity and achieve best execution.
Lime Brokerage is an agency broker for high-frequency traders. Our electronic execution technology provides seamless support for even the most complex, automated, high-volume and electronic trading strategies.
Loop Capital Markets is one of the nation's fastest growing investment banks and broker-dealers. We serve clients in public and corporate finance, taxable, tax-exempt and equity securities sales and trading.
Luke Securities offers a flexible execution broking service. Experienced and proactive dealers provide a premium service to professional traders. With our office based in London, we have particular expertise in servicing clients with an international asset base.
MAGNA is a minority/woman-owned global, institutional broker-dealer established in 1993 to provide execution and commission management services. Our objective is to bring value-added execution strategies that are client-specific.
NeoNet provides best execution with dual access to the international marketplace via our trading desk or our global trading system, covering Europe, Asia and North America.
Northern Trust Securities is a wholly owned subsidiary of The Northern Trust Corp. Northern Trust Securities (NTSI) serves more than 60,000 Northern Trust institutional and private clients. Covering the full spectrum of equity and fixed income markets, NTSI provides execution in all major global markets and currencies.
Agency trading firm utilizing our Special Handling Desk, and proprietary smart order router -- STING -- to access dark liquidity pools. This hybrid trading philosophy ensures best execution while minimizing market impact.
Since 1979 Rosenblatt has been helping institutions navigate an increasingly complex and fragmented equity marketplace. Rosenblatt's thought leadership includes market structure analysis, TCA and portfolio construction issues, such as 130/30 implementation.
No-conflict, agency-only equity brokerage for institutions.
Client-oriented, agency-only, serving hedge and pension fund clients. Using DMA and algorithms to execute equities and derivatives. Experienced brokers specialize in best execution techniques.
UNX is an independent trading technology firm and brokerage specializing in advanced trade execution tools and services. UNX's clients consist of institutional investors and sell-side firms demanding innovative technology.
WJB is an agency broker-dealer providing equity and derivative trading and execution services and corporate access for institutional investment managers in all domestic and most international markets.