Compliance

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Greg MacSweeney
Greg MacSweeney
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Wall Street's High Crime Area, Libor Scandal Expands, Confidence Crisis, and More

The Libor scandal continues to spread, with more banks and regulators being placed under the microscope for their involvement in rate rigging. Meanwhile, Wall Street's image continues to take a pounding while UBS Americas' chairman strikes out on his own.
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7. New Beginnings

When you go straight from school to only working at two firms for 28 years, leaving an established platform to do something entrepreneurial is both exciting and overwhelming. But I look forward to this new chapter in my career.

— Robert Wolf, who UBS chairman for the Americas until the end of July, on his leaving the firm to set up his own advisory shop.

Source: NY Times Dealbook: Wolf to Leave UBS to Form New Firm

 

Greg MacSweeney is editorial director of InformationWeek Financial Services, whose brands include Wall Street & Technology, Bank Systems & Technology, Advanced Trading, and Insurance & Technology. View Full Bio

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Stressed Out by Compliance, Reputational Damage & Fines?
Stressed Out by Compliance, Reputational Damage & Fines?
Financial services executives are living in a "regulatory pressure cooker." Here's how executives are preparing for the new compliance requirements.