Compliance

11:44 AM
Justin Grant
Justin Grant
Slideshows
Connect Directly
Google+
Twitter
RSS
E-Mail
50%
50%

The 9 Most Notorious Insider Trading Cases of 2011

Of the 57 insider trading cases brought by the SEC this year, Advanced Trading highlights nine standouts, like the case of Raj Rajaratnam, in a rogues gallery of accused and convicted inside traders.
Previous
5 of 9
Next


Rajat Gupta, who sat on boards at some of the most influential companies in the U.S., was charged in October with helping his friend Raj Rajaratnam carry out his ill-fated insider trading scheme. The Federal Bureau of Investigation contends that Gupta illegally leaked inside information about firms where he'd been a director - including Goldman Sachs and Procter & Gamble - to Rajaratnam's Galleon Group hedge fund. Gupta is the most prominent businessman to be ensnared in the government's aggressive fight to root out insider trading.

 

As the Senior Editor of Advanced Trading, Justin Grant plays a key role in steering the magazine's coverage of the latest issues affecting the buy-side trading community. Since joining Advanced Trading in 2010, Grant's news analysis has touched on everything from the latest ... View Full Bio

Previous
5 of 9
Next
Comment  | 
Print  | 
More Insights
Register for Wall Street & Technology Newsletters
White Papers
Current Issue
Wall Street & Technology - July 2014
In addition to regular audits, the SEC will start to scrutinize the cyber-security preparedness of market participants.
Video
Stressed Out by Compliance, Reputational Damage & Fines?
Stressed Out by Compliance, Reputational Damage & Fines?
Financial services executives are living in a "regulatory pressure cooker." Here's how executives are preparing for the new compliance requirements.