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Compliance

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Justin Grant
Justin Grant
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The 9 Most Notorious Insider Trading Cases of 2011

Of the 57 insider trading cases brought by the SEC this year, Advanced Trading highlights nine standouts, like the case of Raj Rajaratnam, in a rogues gallery of accused and convicted inside traders.
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Former Major League Baseball player Doug DeCines was charged in August with insider trading after the SEC discovered he and his associates loaded up on shares of Advanced Medical Optics Inc. after being illegally tipped off about its impending sale to Abbott Laboratories Inc. The former Angels third baseman allegedly made $1.7 on the scheme, the SEC said. But he paid a $2.5 million penalty to settle the allegations.

 

As the Senior Editor of Advanced Trading, Justin Grant plays a key role in steering the magazine's coverage of the latest issues affecting the buy-side trading community. Since joining Advanced Trading in 2010, Grant's news analysis has touched on everything from the latest ... View Full Bio

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Stressed Out by Compliance, Reputational Damage & Fines?
Stressed Out by Compliance, Reputational Damage & Fines?
Financial services executives are living in a "regulatory pressure cooker." Here's how executives are preparing for the new compliance requirements.