Compliance

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Greg MacSweeney
Greg MacSweeney
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Is Jon Corzine Starting a Hedge Fund? And More Speculation from Wall Street

Jon Corzine is back in the news and the fallout from Knight Capital's software problems continues, while Goldman Sachs avoids charges. These are just a few of the topics industry observers are discussing this week.
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5. Let Down, Again

Whether the decision by the Department of Justice is the product of weak laws or weak enforcement, Goldman Sachs's actions were deceptive and immoral.

--Senator Carl Levin, Democrat of Michigan and chairman of the Senate subcommittee, expressing his displeasure at the Justice Departments decision to not pursue charges against Goldman Sachs

Source: Is That It for Financial Crisis Cases?

 

Greg MacSweeney is editorial director of InformationWeek Financial Services, whose brands include Wall Street & Technology, Bank Systems & Technology, Advanced Trading, and Insurance & Technology. View Full Bio

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Stressed Out by Compliance, Reputational Damage & Fines?
Stressed Out by Compliance, Reputational Damage & Fines?
Financial services executives are living in a "regulatory pressure cooker." Here's how executives are preparing for the new compliance requirements.