Compliance

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Greg MacSweeney
Greg MacSweeney
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Is Jon Corzine Starting a Hedge Fund? And More Speculation from Wall Street

Jon Corzine is back in the news and the fallout from Knight Capital's software problems continues, while Goldman Sachs avoids charges. These are just a few of the topics industry observers are discussing this week.
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4. Call Me Ishmael

I want you to know the London Whale issue is dead. The Whale has been harpooned. Dessicated. Cremated. I am going to bury its ashes all over.

--Jamie Dimon, JPMorgan CEO, speaking to some of the bank's summer interns

Source: New York Magazine: 122 Minutes With Jamie Dimon

 

Greg MacSweeney is editorial director of InformationWeek Financial Services, whose brands include Wall Street & Technology, Bank Systems & Technology, Advanced Trading, and Insurance & Technology. View Full Bio

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In addition to regular audits, the SEC will start to scrutinize the cyber-security preparedness of market participants.
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Stressed Out by Compliance, Reputational Damage & Fines?
Stressed Out by Compliance, Reputational Damage & Fines?
Financial services executives are living in a "regulatory pressure cooker." Here's how executives are preparing for the new compliance requirements.