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Compliance

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Compliance Newsflashes

SunGard and Albridge Announce Integrated Solution for Brokerage Compliance; AXS-One Enhances E-mail Capture, Archiving and Retention Platform; RS Investment Management to Settle SEC Market Timing Charges; SunGard Launches Management & Compliance

SunGard and Albridge Announce Integrated Solution for Brokerage Compliance

SunGard Online Investment Systems, a wealth management and front-office financial software provider, and Albridge Solutions, a portfolio accounting and performance tool provider, are partnering to integrate their data and compliance solutions. Albridge's data replication services will provide scrubbed financial data to SunGard's Synapse Surveillance automated monitoring and reporting solution, which the companies say will help improve data quality and consistency, reduce processing errors, and help accelerate time-to-market.

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Stressed Out by Compliance, Reputational Damage & Fines?
Stressed Out by Compliance, Reputational Damage & Fines?
Financial services executives are living in a "regulatory pressure cooker." Here's how executives are preparing for the new compliance requirements.