Most Read
- The Urgency and High Price of New Cost Basis Reporting Law
- Algo Traders Connect To Twitter
- Wall Street Eagerly Waiting for Carbon Credit Trading
- The Bigger Questions Post Madoff
- Silver Lake’s Hutchins Touts the Cloud, Social Networking as Mega-Trends
- CME Revs Up for Surge in Carbon Credit Trading
- NYSE Divulges More Details About Its New Data Centers
- Market Data Priorities Shifting from Low Latency to Low Cost
Compliance
The Urgency and High Price of New Cost Basis Reporting Law
June 22, 2009Even while many firms are unaware of new cost basis reporting requirements, the deadline for compliance is fast approaching -- and the cost to comply won't be cheap.Still Stressed Over Bank Stress Tests
June 04, 2009 Although investors greeted the results of the government's banking stress tests with cheers, were the tests strict enough to help prevent another financial meltdown?Mitigating New Risks: Q&A With Catalina Partners’ Patty Watters
May 14, 2009 Patty Watters, cofounder of Catalina Partners, a risk advisory business launched in March, discusses the new risk challenges facing institutional investors and advisers as they try to win back investor confidence.Clearwater Analytics Automates Reporting and Disclosure Requirements for FAS 157
February 12, 2009 According to FAS 157 guidelines, organizations must assign a fair-value measurement standard to all investment securities.Kaplan Compliance Solutions Unveils Client Concierge
January 28, 2009 The Concierge interacts with the relevant departments within KCS, monitoring activities related to the client, as well as ensuring the client is kept informed about regulatory changes affecting their business.Retail Brokerage TradeKing Dives Head-First Into Social Networking
January 15, 2009 Recognizing that social networking technology would allow retail brokerage customers to learn from each other, online brokerage TradeKing developed an online trading community for self-directed investors that has become a centerpiece of the company's commitment to transparency. In an exclusive Q&A with Wall Street & Technology, TradeKing CEO Don Montanaro explains how the fast-growing firm, which launched in December 2005, embraced social networking technology from the beginning and is turning it into a competitive advantage.Exclusive: 2009 IT Spending to Drop Only 5%
January 12, 2009 Despite all the doom and gloom in the economy, a recent study from Aite Group says overall IT spending will only drop five percent and that risk management and compliance were two of the highest priorities. Business intelligence, document management and wealth management are areas that will see less resources in 2009.E-Discovery Requests Loom Large for Financial Services Firms
November 18, 2008 As the turmoil on Wall Street continues, a growing tide of litigation -- and e-discovery requests -- could engulf financial firms.SEC Gives Financial Firms New Web Guidelines
Thomson Reuters Links Portfolio Management and Reference Data Systems
Financial Firms Try to Protect Themselves Against the Insider Job
Landmark Launches New BankBroker for Streamlined Compliance
MEGA Improves Its GRC Suite
Deploying Technology to Conquer Your Compliance Demons
Financial Institutions Evaluate Biometrics
Lack of Standardization in Data, Reporting to Hinder Basel II Compliance
Compliance Costs Grow Faster Than Net Income
Enhanced Shared Assessments Program Can Make Audits Speedier
Salaries Expected To Increase For IT Professionals In 2008
Financial Industry’s Pandemic Exercise Gets Mixed Results
Data Breaches Costly For Financial Firms
Identity Theft Top Priority for State Legislators
Streamlining Global Compliance
Asia Tops World for Money Laundering Risk
Financial Services Outperform Other Industries in Records Management
LogicManager Releases Updated Sarbanes-Oxley Solution
Traditional Investigation Methods and New Tech Help Catch Insider Traders
E-Discovery Compliance Growing Increasingly Difficult
CHX Promotes Whitcomb to EVP and Chief Regulatory Officer
Lumigent Audit DB 6.0 Provides Single Platform For Data Collection
Related Blogs
Gregory MacSweeneyE.U. Drafts New Regulatory System
E.U. leaders are backing a draft for a new regulatory system which includes a systemic ris...
The Most Sweeping Changes to Financial Regulation Since the 1930s
Commentary: One Financial Regulator to Rule Them All
The Rise of a Financial Stability Regulator
Larry Tabb Columns
Larry TabbThe Odds of Exchange Migration
Though it may seem like a quick fix, migrating OTC products to exchanges is a process frau...
OTC, Central Clearing or Exchange-Traded: Choosing the Right Path
Divining the Future of Professional Media in a Web 2.0 World
CHECK THIS OUTMake your organization more efficient and customer focused. Visit the Transaction Lifecycle Management Site today! Featured White Paper |
EventsLive Events:Advanced Trading's Buy-Side Trading Summit November 15 - 17, 2009 |
Resource Links |
Marketplace |
Career CenterReady to take that job and shove it?
|
Most Recent Job Posts:
* Kforce seeking Collector in Getzville, NY
* KForce seeking Health Information Management Directors in San Francisco, CA * KForce seeking Health Information Management Directors in New York, NY * Apollo College seeking Program Director in Albuquerque, NM * Amalgamated Bank seeking Chief Information Officer in New York, NY For more tech jobs in the industry, visit Wall Street & Technology's Career Portal. |
