Compliance

Opinions

• 
  Melanie Rodier
  Social Media Is Wall Street's Number One Enemy
  For the world-at-large, the whole point of Twitter is spontaneity. Not for Wall Street.
• New ‘Corzine Rule’ For Hedge Funds Sets Tongues Wagging
  Despite widespread support for the rule, questions are being raised.
• Who’s Really Cashing In On the Whistleblower Program
  Unsurprisingly, the whistleblower program instituted by Dodd-Frank is paying off. But it isn't just the whistleblowers who are set to cash in.
• Who's Hiring in Financial Tech?
  Two different companies hiring service and support staff are involved in social media compliance and derivatives trading solutions.
• Moving to a Centralized Collateral Management Environment: The Way Forward
  Firms can centralize their collateral management processes by using tactical solutions that will work not only in the short term, but that will also give them the tools necessary to comply with future regulations and embrace new technologies as they become available.
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Blog

• 
  Melanie Rodier
  For Regulators, JP Morgan’s $2 Billion Loss Is Really Not A Big Deal Besides stress tests, the Fed has not produced any alternative way of truly guaranteeing the stability of the financial system....
• How Broker-Dealers Can Avoid The Wrath Of Regulators
• Call-Out To Regulators: Banks Just Can’t Get Enough Stress Testing
• Social Media Is Wall Street's Number One Enemy
• New ‘Corzine Rule’ For Hedge Funds Sets Tongues Wagging
• Who’s Really Cashing In On the Whistleblower Program

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