3. Knocking on Hedge Funds' Door
Registration does not mean hedge funds can now sit back and relax, as they are effectively on the line now. Now, the SEC could pay a visit, and firms are definitely nervous about that.
—Jonathan Saxton, who advises hedge funds on compliance at Kinetic Partners
Phil Albinus is the former editor-in-chief of Advanced Trading. He has nearly two decades of journalism experience and has been covering financial technology and regulation for nine years. Before joining Advanced Trading, he served as editor of Waters, a monthly trade journal ... View Full Bio